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SGX Rulebooks Updates

Displaying 1126 - 1130 of 3023

4.29.2

(3 June 2019)

SGX-ST Rules >> Chapter 4 Operational Requirements >> 4.29 Segregation of Customer's and Remisier's Monies and Assets

4.14.1

(3 June 2019)

SGX-ST Rules >> Chapter 4 Operational Requirements >> 4.14 Confidentiality of Customer's Information

12.1.7

(3 June 2019)

SGX-ST Rules >> Chapter 12 Supervision and Enforcement >> 12.1 Investigations by SGX-ST

2.6.1

(3 June 2019)

SGX-ST Rules >> Chapter 2 Admission and Registration of Trading Members, Chief Executive Officers and Trading Representatives >> 2.6 Appointment and Registration of Chief Executive Officer