Restrict By Date
Items per page
Order results by

SGX Rulebooks Updates

Displaying 866 - 870 of 3023

2.1

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.15.2(a) and (b) Opening of Customer Accounts: Obtaining Adequate Particulars, Verification of Identity, and Verification of Authority to Trade >> 2. Individual customer account

1.2

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.38 Soft Dollar Receipts or Payments >> 1. Introduction

3.2

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.12 Business Continuity Requirements >> 3. Emergency contact persons

2.1

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.15.3 Additional Safeguards for Trading by Young Investors >> 2. Suitability assessment and risk disclosure

10.7.1

(3 June 2019)

SGX-ST Rules >> Chapter 10 Requirements on Specific Securities and Futures Contracts >> Marginable Futures Contracts >> 10.7 Management of Positions