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SGX Rulebooks Updates

Displaying 866 - 870 of 3024

2.1

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.15.2(a) and (b) Opening of Customer Accounts: Obtaining Adequate Particulars, Verification of Identity, and Verification of Authority to Trade >> 2. Individual customer account

1.2

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.38 Soft Dollar Receipts or Payments >> 1. Introduction

3.2

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.12 Business Continuity Requirements >> 3. Emergency contact persons

2.1

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.15.3 Additional Safeguards for Trading by Young Investors >> 2. Suitability assessment and risk disclosure

4.4

 (3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 5.12 False Trading and Market Rigging >> 4. Conclusion